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IBM i (AS/400) Disaster Recovery Runbook Template

When an IBM i system fails, the people who know how to restore it are often the same people under the most pressure. A written runbook replaces memory with steps, owners and target times.

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IBM i (AS/400) Disaster Recovery Runbook Template

Disaster Recovery Runbook: PRODIBMI

Company: Acme Precision Ltd Version: 1.2 Date: 2026-10-20 Plan owner: IBM i administrator

Objectives and Scope

Recovery time objective: 8 hours Recovery point objective: 24 hours, or last journal receiver if journaling is active Recovery target: Secondary partition at the second data center Backup method: Virtual tape to remote storage

Critical applications: JD Edwards World financials, distribution and manufacturing; EDI gateway; warehouse labeling.

Recovery Sequence

StepActionOwnerTarget timeDone
1Declare disaster and notify the crisis team
2Prepare the recovery system and confirm hardware and licenses
3Restore the operating system and licensed programs
4Restore user profiles and configuration
5Restore application libraries and data
6Apply journal changes if journaling is used
7Validate data with the business owners
8Start subsystems, network and interfaces
9Open for users and communicate status

Validation Checks

After restore, confirm record counts for key files, check the latest posted transaction date, run a sample order and a sample journal entry, and confirm interfaces reconnect. The business owner must sign that data is acceptable before general release.

Contacts

RoleNamePhoneBackup contact
Plan owner
Hardware vendor
Software vendor
Business owner
Network provider

Test History

DateType of testResultTime to recoverActions

Approvals

Plan owner / Date
IT director / Date
Business continuity lead / Date

A starting point, not a complete plan. Adjust steps to your hardware, backup software, licensing and hosting arrangement. A plan that has never been tested should be treated as unproven.

Optional recovery readiness review

We can review your runbook against how your backups and licenses are actually set up.

Optional. The tool and every export work without this. No spam.

How to use the template

Fill in the objectives first. The recovery time objective is how long the business can live without the system, and the recovery point objective is how much data it can afford to lose. Name the recovery target and the backup method. Then complete the sequence table with real owners and target times, add contacts and print the document. Store one copy outside the production site, because a runbook on the failed system is no use.

  • Agree RTO and RPO with business owners, not only IT
  • Keep an offline copy of the runbook
  • Include license key and serial number references
  • Review after every system or backup change

The restore order

The sequence follows the usual IBM i recovery logic: operating system and licensed programs first, then user profiles and configuration, then application libraries and data, then journaled changes if you use journaling, then validation. Restoring in the wrong order can leave objects owned by profiles that do not exist yet or authorities that are missing. Your backup software documents the exact commands and your own order should match what your backups contain.

Testing and reading results

The test history table is the proof that the plan works. Record the type of test, such as a tabletop review, a partial restore or a full recovery on another system, and the actual time to recover. Compare the time with your RTO. If a test takes longer, either improve the process or revisit the objective with the business. Do not hide the gap.

Common mistakes

Common failures include backups that complete but cannot be read, license keys that do not match the recovery system, missing documentation for network settings and unclear authority to declare a disaster. Another frequent problem is assuming the recovery partition has enough capacity for the full workload. Check disk, memory and licensing in advance, and test restores regularly.

Frequently Asked Questions

How often should I test an IBM i recovery?

At least once a year for a full test, with smaller restore tests more often. Test again after major changes such as an operating system upgrade, a hardware move or a change in backup software.

What is the difference between RTO and RPO?

RTO is the maximum acceptable downtime. RPO is the maximum acceptable data loss measured in time. A 24 hour RPO means restoring from last night's backup is acceptable; a one minute RPO needs replication or journaling.

Do I need a hot standby system?

Only if your RTO and RPO require it. Many manufacturers accept several hours of downtime. The cost of replication should be compared with the cost of an outage using your own numbers.

Who should approve the runbook?

The plan owner, IT leadership and the business continuity lead at minimum, and the business owners for the objectives. Keep signed copies and review at least yearly.

Netray can help you build read-only checks that confirm each backup run is complete and restorable before you need it.